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Emerson, Earth Spirituality, and the Ecological
Crisis
by Joel Kovel
The human race is confronted by an unfolding crisis unique in the
history of civilization—a crisis which has more than an even chance
of bringing that history to a close. The crisis is ecological, and
signifies that the metabolism between humanity and nature has gone
out of control. Objectively, the present crisis evokes the
apocalyptic imagination in that the end of the world, as we know it,
is a clear possibility given present tendencies. Yet apocalyptic
thining will not resolve, but only worsen, a predicament that calls
for an unprecedented synthesis between reason and spirit.
That "end of the world" scenarios are now at least arguable can be
shown in many ways. For example, it has been reliably estimated that
the current consumption by the human species of the aggregate amount
of energy produced through photosynthesis—what has been called the
"earth's primary product"—stands now at roughly twenty-five percent
of the total, and forty percent of what is produced on land. If we
now take into account three seemingly iron trends—first, the
prospect of a doubling of world population in about fifty years,
second, the relentless growth in industrial output, the rate of which
outstrips population growth by a factor of three; and third, the
steady decline of prime photosynthetic sources such as rainforests,
it should be quite obvious to even the rudest intelligence that,
whicle no precise date can be placed on the event, a colossal
reckoning, of world-shattering proportions, is looming. No, the world
will not end in a pillar of fire, nor in the parting of the seas, but
some kind of collapse is certainly on the boards within the next
half-century or so, given these brutal facts; not to mention others,
such as global warming, groundwater depletion, species destruction,
systematic intoxication by organochlorines, and the like.
It is my purpose here to comment further upon the unfolding of
these grim tendencies—though it must be emphasized that the prospect
of breakdown is not some distant abstraction, but a reality already
with us in many premonitory ways such as decline in sperm count, the
rise of various pandemics and other health problems, and the
beginning decline of world good production. I am more concerned, for
now, with the subjective side to this crisis, for the ecological
crisis engages every aspect of existence. It is not just an injury to
selected ecosystems, such as fisheries and forests. It is also an
injury to the ecosystem of the body, and to that of society as well.
It is, to put it somewhat differently, a crisis both material and
spiritual, affecting the natural ground of spirit and the spiritual
ground of nature.
When I speak of the subjective side of the crisis, I mean how the
interpenetrated crises of spirit and nature emerge into consciousness
both individual and collective. Today this happens chiefly in grossly
irrational forms. For example, this summer's biggest successes at the
movie theatres have been the films Twister and Independence Day. Not
since the 1950s have such crowds of people flocked to see films about
being rescued from cosmic events portending the end of the world. In
the 50s, the cold war and the nuclear crisis propelled such
fantasies. Now it is the mass perception of a gathering
civilizational crisis, the sense of a world gone haywire, and of our
exquisite vulnerability.
This perception is highly managed by a powerful apparatus of
denial and rationalization, whch has effectively trimmed the
ecological crisis into proportions manageable through the capitalist
market—despite the fact that it is that same market which is
responsibly for the crisis in the first place. Thus the official
rationality denies the reality of the crisis, as well as its causes,
and forces thought into irrational and apocalyptic channels, to be
processed and harvested by the entertainment industry.
Relief may be sought from unbearable anxiety through an imaginary
intensification that shifts the scene to a more conprehensible domain
and, crucially, resolves it—even if the resolution be death. Better
end with terror than terror without end, observed Nietzsche.
Nevertheless, this constructed end is a distortion: the ecological
crisis is not about alien invasion or a great whirlwind. It is rather
the widening disruption of interlinked ecosystems under the impact of
human society until the phrase, "end of the world," becomes an
adequate metaphor for the resulting barbarism, political
authoritarianism, famine and pestilence.
To treat this metaphor as real, by succumbing to the logic of
apocalypse, is a crippling abandonment of hope and reason. The logic
of apocalypse is external, as shown by our two blockbuster films, in
which humanity suffers from natural "acts of God" or extraterrestrial
invasion. And it is God, or the state, who is to rescue or otherwise
dispose of the apocalyptic menace. With respect to the ecological
crisis, attention is diverted from what has taken place on earth,
from what brought this about in the first place. Attention is
diverted from the only feasible way of overcoming the crisis:
radically democratic and socially transformative collective action.
Thus, humanity is rendered as passive, in the hands of higher powers.
But, the state will not fix this, nor a charismatic leader, nor
technology, nor technocrats. Only democratic renewal can mobilize
intelligence and energy, check selfish materialism, and safeguard
against the compulsion of gigantism and rampant, cancerous growth
which is the hallmark of an ecodestructive society.
A spiritual renewal is necessary if we are to lift ourselves out
of the death-dealing, officially sanctioned consciousness.
Apocalyptic discourse is spiritual, by any coherent definition of the
term, because it pertains to the transition from ordinary to
extraordinary states of being. Spirit means a passage beyond the
normally defined boundaries of the self into altered relations of
being, and this is exactly what apocalyptic thinking does. Now if
apocalypticism is spiritual and yet the wrong course of action, it
follows that not all spiritualities are of equal value, and that
spirituality itself may be subjected to critique. A spiritual path
can be rational and creative, or irrational and destructive, and
there needs to be a way of telling the difference. This insight runs
counter to the standard "New Age" ethos, whose premise is that the
contemporary world suffers from insufficient spirituality, when it
follws that to "be spiritual" is a non-problematic good.
We do suffer from living in a despiritualized time. In an epoch
strangling in materialism, any spiritual outlet can seem preferable
to the limbo of non-belief and the vacuousness of consumer society.
What this understandable desire forgets, however, is that there are
numberless ways to pass beyond the self; by no means all of the same
value. We do not leave the self entirely behind when we go beyond its
limits in a spiritual passage. For even the most selfless absorption
in mystical experience, which seeks complete detachment from the
world, is still engaged with the world to the extent of having to
reject it—a step with many moral implications. Nor do we need to
invoke esoteric states of being. The world is rank with destructive
spiritualities of splitting, domination and harsh repression. Recall
that Nazism was highly spiritual in its way, replete with all kinds
of esoterica and occult belief, including a kind of ecological
awareness. Nor can its murderousness and spirituality be treated in
isolation from each other. Hitler found a humiliated and lost people,
and he gave great numbers of them a sense of spurious integrity
through abandoning the painful individuality of modernity and fusing
the self with the Volk and Fuhrer. This fusion required a fantasy of
purification which, in turn, required splitting off the bad inside
and projecting it to the hated Jews, whose destruction could,
therefore, be imagined to secure the purification of the German
people. Thus, what was an exalting spiritual experience from one
angle, was achieved through murderousness at the other. And this
trapped some of the best minds of Europe, along with millions of
ordinary people.
Critique requires reflection into the historical ground from which
a spirituality springs and the political project it serves. This
"spirit of critique" applies not only to pathological specimens like
Nazism and religious fundamentalism, but also to manifestly
beneficient developments such as the earth-centered spirituality
which was emerged in reaction to the gathering ecological crisis. The
project of earth-centered spirituality is to reverse the ecological
destructiveness of our civilization in order to contribute to healing
and restoring a ravaged earth. We are familiar by now with the
indictment that Western civilization, in its Faustian drive for
power, has reduced nature from a spiritually vibrant matrix into
inert resources and dumping grounds for the world market. The pillage
of nature would never have occurred absent such a transformation,
grounded in a despiritualized world-view. The elementary premise of
earth-based spirituality, then, is the regeneration of a spirit
relation to the earth as a necessary component in adopting a healing,
rather than a destructive, attitude toward nature. The questions
before us, then, have to do with the real causes underlying the
indictment of the West, the relation of these to spirituality, and
the potential for earth centered spirituality to overcome the
damamged ecology of the planet.
Spiritualities are to be understood in relation to the real people
who articulate them. Among the antecedents of earth centered
spirituality, the figure of Ralph Waldo Emerson is particularly
important because of his canonical influence in nineteenth century
America. American intellectual life in Emerson's time was both
compact and in limbo, waiting to be born. Its compactness made it
possible for Emerson to become a kind of one-man university, directly
and personally addressing the key intellectuals of his
time—Hawthorne, Margaret Fuller, Alcott, Whitman and, especially,
Henry Thoreau—who radiated out from his influence like ever widening
ripples in a pond. And the times were ripe fro his message. The
nation had not yet found either its identity or its full place on the
world stage. Emerson's mission was to create a distinctively liberal
and progressive American sensibility. He was the exponent of an
emerging national consciousness, to which he imparted the vigor and
optimism of a nation on the rise.
The full emergence of America as a world power was several
generations away in the 1830s, when Emerson first stretched his
wings. But an impulse toward greatness both moral and material, a
kind of redeemer mentality, had marked the nation from the beginning.
To build a new society did not suffice; the world itself had to be
transformed and saved in the making. This "city upon a hill"
philosophy was first articulated by the Puritan fathers, and
constitutes a quite original position in the history of the world.
Never before had a nation been founded with so powerful a sense of
mission. Two centuries of rationalism, the decline of diabolism, and
the rise of a spirit of tolerance and technical progress separate
Emerson from John Winthrop and the Mathers—yet the inner drive to
redeem humanity persisted. Emerson saw himself as the personification
of this. As he wrote in his journal at age 36:
What shall be the substance of my shrift? Adam in the
garden, I am to new-name all the beasts of the field and all the
gods in the sky. I am to invite men drenched in Time to recover
themselves and come out of time and taste their native immortal
air...I am to indicate constantly, though all unworthy, the Ideal
and Holy Life, the life within life, the Forgotten Good, the
Unknown Cause in which we sprawl and sin (P - 386)
In a typically expansive passage, Emerson also announces what is
to become the transcendental stamp to his thought. This is defined as
resisitance to an oncoming despiritualization in order "to celebrate
the spiritual powers in their infinite contrast to the mechanical
powers and the mechanical philosophy of this time." Emerson throws
down the spiritual gauntlet. Spirit, as such, will conquer, if only
we open ourselves to it.
Emerson is, therefore, both critic and celebrator—a man who
stands against destructive tendencies in the American nation while
being, at the same time, for the expansion and greatness of America.
The celebration of spirit reaches it apotheosis in the concluding
passage of the famous essay on Nature in which he announced his
genius, and writes of the "advancing spirit" which
...will create ornaments along its path, and carry with
it the beauty it visits and the song which enchants it; it shall
draw beautiful faces, warm hearts, wise discourse, and heroic
acts, around its way, until evil is no more seen. The kingdom of
man over nature...—a dominion such as now is beyond his dream of
God,—he shall enter without more wonder than the blind man feels
who is gradually restored to perfect sight. (2-81)
The mix of rhapsodic affirmation and critical energy has powerful
spiritual potential. But this also raises the question as to the
extent an uplifted spirit may console, smooth out differences, and
rationalize contradictions—in other words, blur reality and
stabilize the status quo—rather than provide a transformative moment
to permit real change. This issue is especially acute in the
ecological crisis, where we face the unacceptable choice between
greenwashed rationalization and apocalyptic hysteria. The adequacy of
an earth-centered spirituality is defined by its capacity to help us
transcend the former limitation, while avoiding the latter. Spirit
needs, in other words, to reject the given, eco-destructive order of
thngs, while reclaiming a larger, more inclusive and radical
rationality. An adequate earth-centered spirituality help
delegitimate the given system, while opening toward a new and more
worthwhile society.
At first view, Emerson's role here is beneficial. He vigorously
attacks the prevailing materialism of American culture, and he also
explicitly argues for a notion of a living vital nature in deep
contact with the human spirit. Obviously, Emerson loves nature and
would have us love, value and preserve it as well. He stands squarely
against the dominant concept of nature as merely instrumental to the
growth of the economy—a set of resources for extraction and sinks
for dumping wastes. The essay on Nature is rapturous in its
appreciation of the natural world. Nature "never wears a mean
appearance;" "there is a property in the horizon which no man has but
he whose eye can integrate all the parts, that is, the poet;"
"Standing on the bare ground—my head bathed by the blithe air and
uplifted in to infinite space—all mean egotism vanishes. I become a
transparent eyeball; I am nothing; I see all; the currents of the
Universal Being circulate through me; I am part or parcel of God."
(Z37-39) There is certainly no comfort for heedless economic growth
in these words; or for the selling of pollution rights; or for
mainstream corporate environmentalism. Emerson appreciated nature's
immediate use—value to humanity—what he anachronistically called
its status as "commodity." But this was but a prelude to asserting
nature's transcendental importance. For Emerson, any
despiritualization of nature is also despiritualization of humanity,
and a violation of ourselves as well as of the external world.
However, there are other notes, more ambiguous and even
ambivalent. Consider the passage quoted earlier in which Emerson
writes of the "advancing spirit" which "will create ornaments along
its path." Is there not something jarring about this optimism in view
of what has, in fact, happened? You might want to think of the
rhapsodic tone as a poignant echo of a supposedly simpler time. But
before lapsing into nostalgia for a vanished national childhood, bear
in mind that the widely presumed innocence of nineteenth century
America is a convenient myth. The ecstasy expressed by Emerson here,
and in numberless other passages, is appealing, no doubt. Optimism
always is. But the America of 1839 had already been well-shaped by
slavery, Indian genocide and an incipient capitalism radically
predatory upon nature—habits that were also signposts leading in our
direction. Nor is Emerson's optimism the passive expectation of a
good future that is to happen to us; it is rather an evocation of
active forces which will make the future happen. His optimism both
anticipates and mobilizes for a goad stated with striking
explicitness: the oncoming "kingdom of man over nature...—a dominion
such as now is beyond his dream of God..." It must be said that
Emerson's "advancing spirit" bears the unmistakable aura of a
crusader, the onward march of Christian soldiers. Though he rejected
Christian chauvinism, its animus seems to have remained very much
with him. Emerson rejects the dream of God, only to go beyond the
dream of God into a dream of modernity. His transfigured nature
surpasses the religious vision of paradise, as the railroad is to
suprass the wagon as a mode of transportation—and with the same
enhanced degree of ecological destructiveness.
The question now arises, what nature is actually seen by Emerson
in his optimism? I'll tell you: a nature already worked over by
society and ready for yet more subjection. Emerson abstracts his
particular setting into the essence of nature, although what he
actualy sees when he looks about is a concrete territory with a
history. And the history is obliterated in his essentialization, the
history of a land selected by Europeans, snatched from the previous
inhabitants and made into a landscape for Emerson to live within.
What he calls nature is the New England landscape: "a bare common,
in snow puddles, at twilight, under a clouded sky;" (Z38) or "the
spectacle of morning from the hilltop over against my house, grom
daybreak to sunrise, with emotions which an angel might share. The
long slender bars of cloud float like fishes in the sea of crimson
light" or "the charm of a January sunset" in which "the western
clouds divided and subdivided themselves into pink flakes modulated
with tints of unspeakable softness..." (Z43) No doubt this is lovely;
we have, I should think, all felt the same way about similar
landscapes. But does this entitle us to praise, with Emerson, "the
steady and prodigal provision that has been made for man's support on
this green ball which floats him through the heavens" (Z40)—a turn
of phrase that again represses the real appropriation of the
land?
Emerson's subjection of nature to human need will have him
conflating the loveliness of even an imaginary landscape with the
presumed moral quality of the deeds done there. This "beauty is the
mark God sets upon virtue." As an example of this beauty-certified
virtue we have:
the bark of Columbus nears the shore of America—before
it the beach lined with savages, fleeing out of all their huts of
cane; the sea behind; and the purple mountains of the Indian
Archipelago around, can we separate the man from the living
picture? Does not the New World clothe this form with her
palm-groves and savannahs as fit drapery? Ever does natural beauty
steal in like air, and envelop great actions. (Z45)
In other words, if a landscape is pretty, then good things must
have been done there. One wonders why the "savages" were not rated as
highly, since they had the benefits of the same landscape for aeons
before 1492.
This cannot be excused with the observation that Emerson was,
after all, only a product of his era, hence should not be charged
with its flaws but, rather, lauded for his advances—an argument
regularly trotted out to stifle critical inquiry. No doubt Emerson
went beyond his time in some respects. But he also carried forward
and, through the power of his language and the vigor of his thought,
even expanded its pathological view of nature in others. More to the
point, his was not the most advanced and radical view of nature to
have been articulated by an American of the mid-nineteenth century.
There was another man who saw with greater acuity and depth than
Emerson—and, significantly, was not thanked for his insight. I refer
to Herman Melville, a distinct loser when compared to the enormously
successful and influential Emerson—a loser, moreover, because he
spoke of things that Emerson would not.
Some fifteen years Emerson's junior, Melville had a dramatically
different experience of nature. While the Sage of Concord was
establishing his brilliant reputation, Melville was knocking about
the globe on a series of hazardous sea voyages. When he returned and
settled down to write, Melville achieved a brief popularity as the
recounter of exotic travel stories. But then his vision deepened, and
his career sputtered and crashed. As Emerson ran about the country
giving more than a lecture a week to appreciative audiences, and
steadily amassed a small fortune based upon his writing, Melville
dropped out of the intellectual world and finished his days as a
customs inspector—so obscure that his death was unmarked even by an
obituary in the New York Times.
Here is something of Melville's description of the Galapagos
Islands, taken from his tale, "The Encantadas," and based upon a
voyage made there in 1838, around the time Emerson composed his essay
on Nature:
On most of the ilse where vegetation is found at all, it
is more ungrateful than the blankness of Aracama. Tangled thickets
of wiry bushes, without fruit and without a name, springing up
among deep fissures of calcined rock and treacherously masking
them, or a parched growth of distorted cactus trees.
In many places the coast is rock-bound, or, more properly,
clinker bound; tumbled masses of blackish or greenish stuff like
the dross of an iron furnace, forming dark clefts and caves here
and there, into which a ceaseless sea pours a fury of foam,
overhanging them with a swirl of gray, haggard mist, amidst which
sail screaming flights of unearthly birds heightening the dismal
din....On the oppressive, clouded days, such as are peculiar to
this part of the watery Equator, the dark, vitrified masses, many
of which raise themselves among white whirlpools and breakers in
detached and perilous places off the shore, present a most
Plutonian sight. In no world but a fallen one could such lands
exist. (M1-234)
Melville resembles Emerson in finding an objective correlate of
the inner self in nature, thereby making nature a kind of canvas on
which can be projected various values and qualities. But their
differences greatly outweigh the obvious fact that he sees a fallen
world where Emerson finds a risen one. The issue here is less the
refutation of the Emersonian dictum that Nature "never wears a mean
appearance," as the detachment of nature from a schema of essence and
utilization. Emerson wants to see nature as the reflection of the
human spirit, driven onward by the unfolding of that spirit. In his
worldview, man "is placed in the centre of all beings, and a ray of
relation passes from every other being to him." In this relation,
mature is our servant. But Melville sees nature as nobody's servant.
What for Emerson is "the steady and prodigal provision that has been
made for [man's] support" is, for Melville, something with no
necessary and prefigured relation to humanity. Melville sees not only
the unspeakable harshness of the Encantadas when he looks at nature:
he is quite capable of seeing beauty and rapture in the natural
world, as many a passage in Moby Dick and other works will
attest. But he sees concretely, and differentiatedly. Nature is not
there for us; it is just there. We are a part of it and not its
centre. We are not to expect any automatic welcome, but have to
somehow make our way. The ghastly Encantadas are as real as the New
England sky with its soft, fluffly clouds. Nature is not laid out in
some Hegelian schema as the unfolding of spirit, nor the necessary
emanation of humanity's true being, nor as the great provider whose
bounty is at the disposal of an advancing civilization. It has its
laws in which we, too, participate, for humanity is part of nature.
But nature is much greater in Melville's view of things than it is
for Emerson. It is not to be subordinated to the human spirit in a
fantasy of progress; it can just as soon assault, depress, overwhelm,
or indifferently ignore the human being who knocks at its door, as
yield its fruits.
This more radical sense of nature suffuses Moby Dick. It helps
account both for the incomparable grandeur of that work, and also for
its indigestibility by the society for which Melville wrote. The awe
we feel toward the Leviathan who is the Whale, of the terror in the
"heartless voids and immensities of the universe," that helps account
for the feat of the whale's whiteness—these are slaps in the face of
the mythology of progress and dominion over nature fed by
Emerson.
There is a practical aspect to this radical difference in
conceptions of nature. Melville's view of nature's concreteness and
unsurpassibility, is grounded in the fact that he knew nature as a
sailor who had to face the ocean's rough contingency for four years.
Coping with the sea, and hunting huge whales in small open boats, is
not conducive to raptures about an advancing spirit creating
ornaments in its path. Viewed from the perspective of a whaleboat,
Emerson's famous aphorism that "the whole of nature is a metaphor of
the human mind" (Z53) does seem a bit fatuous. At the risk of being
blunt, let me say that Melville's genius was rooted in the life of a
working man; while Emerson's was grounded in the life of a gentleman.
Ralph Waldo Emerson was a prodigious worker, but not one to use his
hands to directly engage nature in order to survive or make a living,
nor a worker who knew what it was like to labor with others of the
same class. Therefore, though each arose from and eventually lived
with the gentry and intelligentsia, Melville's sojourn among the
"mariners, renegades and castaways," to use his salutation of the
common people who labored that the world may be made, was to
permanently imprint itself upon his soul and become elaborated in his
works. Emerson, meanwhile, lived among books and upon the labor of
others—and even though this made him squirm, he could not escape it.
Once, so his most recent biographer Robert Richardson tells us,
Emerson, in a pang of liberal conscience, asked Louisa (the maid) and
Lydia (the cook) to leave the kitchen and eat with the family. The
cook refused, writes Richardson, "knowing perhaps... that it is
easier to condescend than to accept condescension." (R346) The sense
of discomfort spills over into the pages of Nature, where we are
informed that despite the overall bountifulness of nature, there is
some "discord between man and nature, for you cannot freely admire a
noble landscape if laborers are digging in the field hard by. The
poet finds something ridiculous in his delight until he is out of the
sight of men." (Z74)
Emerson's frequent, albeit well-intentioned, forays into social
commentary tend to suffer the same awkwardness and inauthenticity,
while Melville's sensitivity to the realities of work gives his
writing a critical edge unsurpassed in American literature. Melville
was quite aware of this difference, and although I know of no
evidence that Emerson thought one way or another about the failed
author of Moby Dick, the younger man undoubtedly thought about
his famous contemporary, no doubt with some envy and bitterness, but
also with insight. Indeed, it is not far-fetched to specualte that
Melville's work from Moby Dick on, (including and perhaps
especially) The Encantadas, was written in a deliberately
anti-Emersonian vein. In any event, there is the hostile caricature
of Emerson as the preacher/ philosopher Mark Winsome in The
Confidence Man, "a cross between a Yankee Peddler and a Tartar
priest," who finds a beautiful soul "where beauty is," as, for
example, in a rattlesnake. (M3-190) In addition, there are a number
of interesting observations scattered throughout Melville's letters,
journals and marginalia. We know that Melville was actually in the
audience as Emerson spoke on "Mind and Meaning in the 19C" in
February 1849—just as he was beginning work on Moby Dick. The event
was recorded in a sarcastic letter to his cousin Evert Duckinck:
I was very agreeably disappointed in Mr. Emerson. I had
heard of him as full of transcendentalisms, myths and oracular
gibberish;...Till I heard him lecture—To my surprise I found him
quite intelligible, tho' to say truth, they told me that night he
was unusually plain.
The ambivalent reflections contined in another letter written the
next month, which can be read as a proposal for Moby Dick:
Nay, I do not oscillate in Emerson's rainbow...Yet I
think Emerson is more than a brilliant fellow. Be his stuff
begged, borrowed or stolen, or of his own domestic manufacture he
is an uncommon man....I love all those who dive. Any fish can swim
near the surface, but it takes a great whale to go down stairs
five miles or more...I'm not talking of Emerson now—but of the
whole corps of thought-divers, that have been diving and coming up
again with blood-shot eyes since the world began.
In his marginalia, Melville drops the facade of politeness and
becomes positively scathing. We find phrases such as "to annihilate
all this nonsense..." next to Emerson's text; and alongside the
passage in the essay on "Prudence"—"Trust men, and they will be true
to you," the words: "God help the poor fellow who squares his life
according to this." Melville notes that Emerson's "gross and
astonishing errors and illusions spring from a self-conceit so
intensely intellecual and calm that at first one hesitates to call it
by its right name. Another species of Mr. Emerson's errors, or
rather, blindness, proceeds from a defect in the region of the
heart." As late as 1870, we find the quarrel continuing. Next to
Emerson's text that "the first lesson of history is the good of evil"
we find: "He still bethinks himself of his Optimism—he must make
that good somehow against the eternal hell itself."
The personal animus should not obscure the fundamental questions
Melville raises. Emerson, Melville claims, is superficial: he does
not dive deep enough. Being so, he remains trapped in self-conceit,
bobbing up and down on the surface, deluding himself that what he
sees or feels is coterminous with the whole of reality, and that the
sea exists to help his bobbing up and down. This is a challenge to
the most sacred tenet of Emersonian thought: the primacy of the self.
Melville dismisses this as a conceit—a blindness which must remain
fixated on optimism in order not to see "the eternal hell
itself."
It might be said, but way of rejoinder, that had Melville access
to Emerson's journals, he would have formed a more generous
estimation. The private Emerson is more complex and less optimistic;
there is little of that relentless cheer and uplift, and much somber
brooding about the condition of American society. Here, for example,
is a journal entry from 1839: "A question which well deserves
examination now," namely, the "invasion of Nature by Trade with its
Money, its Credit, its Steam, its Railroad," which "threatens to
upset the balance of man, and establish a new, universal Monarchy
more tyrranical than Babylon or Rome." (P386) On the other hand, the
discrepancy raises another doubt about Emerson, and gives Melville's
verdict additional force. Why, after all, did Emerson dissemble and
blunt his own critique, as he admits in the same journal entry? "And
all of us apologize when we ought not, and congratulate ourselves
when we ought not." Why not speak consistently with what he
felt—which is what Melville did? There is an obvious answer, which
can neither be proven nor rejected out of hand. It is that Emerson
suppressed himself opportunistically: that he perceived a role of
positive thinker open to him, took this role, and reaped the handsome
reward. America has a bottomless hunger for positive thinkers, and a
profound, allergic intolerance for serious criticism. Look at what
befell Melville. Emerson cared not for this fate. The man who wrote
the essay on Prudence was nothing if not prudent. And so he
apologizes. The sharpness of the private Emerson degenerates into
public remarks like, "We must trust infinitely to the beneficent
necessity which shine through all laws" (Politics, E566), words that
could have been put into the mouth of a Polonius.
Emerson was a passionate identitarian, and his spiritual appeal
rests, in good measure, on evoking the essential connectedness of all
things, as against the fragmenting so characteristic of modern life.
Emerson's notion of the self is one of the unifications of many into
one: what is man, asks Emerson but "a congress of nations"? As he
explains in the lecture on religion, we live for those unique moments
when "this deep power in which we lie and whose beatitude is all
accessible to us, is not only self-sufficing and perfect in every
hour, but the act of seeing and the thing seen, the seer and the
spectacle, the subject and the object are one." As Richardson puts
it, for Emerson everything rests "on the perception that the world of
differences can and must be resolved into a world not only of
similarity but of identity. In Emerson's cosmos difference is hell,
similarity purgatory. Identity alone constititutes paradise." In
Emerson's words, "the perception of identity unites all things and
explains one by another, and the most rare and strange is equally
facile as the most common. But if the mind lives only in particulars,
and sees only difference, (wanting the power to see the whole—all in
each) then the world addresses to this mind a question it cannot
answer, and each new fact tears it in pieces." (R334)
The notion of the unity of all things is a worthy spiritual goal,
as well as a prime ecological principle. But in any given instance,
this can be either wishful desire or a philosophically
thought-through notion of reality. If our hypothesis about Emerson
has merit, the private man and the public man were at odds, the
latter suppressing the doubts of the former. The journals and the
essays sometimes seem the work of two men; they are surely the work
of a man at war with himself. But this same man would not wish to be
at war with himself, especially a war between principled criticism
and success-seeking opportunism. He is, after all, a conscientious
man, and the charge of opportunism would weigh very heavily on his
soul. How better to fulfill this wish, and obliterate the
contradiction, than to proclaim a philosophy of identity which
postulates a whole that does not organically exist? From this angle,
Emerson's identitarianism constitutes a kind of premature closure, a
bringingtogether of things whose real differences do not yet admit of
identity—and, crucially, an avoidance of the confrontation and work
necessary to create not unity, but a viable synthesis. In this case,
Emerson fails to produce the transformative synthesis suggested
above. He perpetuates, rather, a reformist dualism that glosses over
rough edges to win legitimacy. And so, Emerson sees an advancing
spirit when he should have seen, like Melville, advancing domination.
Or he sees this domination, in his private musings, then suppresses
it in his public text. Because he cannot grasp the category of
negation, Emerson falls into his self-defined category of those who
are "wanting to see the whole—all in each."
The whole will never be approached, except through the fractures.
To overcome the gap between what is, and what ought to be, we need to
address the structural forces that hold things down and suppress
their life. This faculty is remarkably stifled in Emerson. The
awkward effort to integrate his serving ladies into the dinner table
was a reaction to his refusal to join the Brook Farm collective where
egalitarianism was to be attempted in real practice rather than
condescending gesture. The decision not to join was, according to
Richardson, tied to Emerson's transcendental affirmation of the
individual self. For "he could join no association that was not based
on the recognition that each person is the center of his or her
world." On more theoretical ground he rejected Orestes Brownson,
whose essay, "The Laboring Classes," contains the assertion that "the
evil we speak of is inherent in all our social arrangements and
cannot be cured without a radical change of those arrangements....The
only way to get rid of those evils is to change the system." To
Richardson—a largely sympathetic biographer—Emerson's "faith in the
power and infinitude of the individual was greater than his faith in
collective action." Emerson saw the self connected to all things; but
connection remains purely formal and not practical: all things are
predicates to the subject of the individual self, just as nature is a
metaphor for the mind.
The political implications are crippling. If, as Emerson claims,
"Governments have their origins in the moral identity of men," (E566)
then we need to consider any classes that gain control over the state
and use it against other classes. And if "The foundations of man are
not in matter, but in spirit" (Z77), politics devolves into
strategies of self-expression, while the self becomes an empty,
common denominator, swallowing all, even the state itself: "To
educate the wise man the State exists, and with the appearance of the
wise man the State expires. The appearance of character makes the
State unnecessary. The wise man is the State." (E566)
Despite the direction of his journals, the public Emerson
dissolves relevant differences. "I do not charge the merchant or the
manufacturer. The sins of our trade belong to no class, to no
individual. One plucks, one distributes, one eats. Everybody
partakes...." (Z133) The cure for this is highly voluntaristic, being
no more than the sum of individual good wills, embellished with
assertions that are, frankly, embarrassing in view of the direction
taken by American society: "Let our affection flow out to our fells;
it would operate in a day the greatest of all revolutions. It is
better to work on insititutions by the sun than the wind. The State
must consider the poor man, and all voices must speak for him....Let
the amelioration in our laws of property proceed from teh concession
of the rich, not from the grasping of the poor." This, to Emerson, is
"the power of kindness," in short, the politics of love: "One day all
men will be lovers; and every calamity will be dissolved in the
universal sunshine." (Z146-47) One can almost hear George Bush
prating of the "thousand oints of light"—or, to advance the clock to
the present, Bill Clinton "ending welfare as we know it."
We do not fault Emerson for his instincts, which are those of good
will, or for his acute intelligence. What is too often lacking,
however, is the courage to face the negative, and to follow the
implication of his own criticism. We might try to pick up this thread
as it weaves a spirituality of the earth, and draw some preliminary
conclusions.
First, earth-centered spirituality has to be just that: centered
in the earth. Emerson's virile anthropocentrism was the product of
his times, and also an important part of the making of his times. In
this respect, the term, "transcendentalism," is something of a
misnomer. For all Emerson's efforts at transcendence, he reproduces
the prevailing nineteenth century mythos of man over nature, nature
serving man. It may be added that in such a discourse, the
masculinist focus needs to be emphasized: the subordination of nature
to man reproduces the subordination of women to men. Nature to
Melville, by contrast, is not tameable; his conception, evocative of
those painted Chinese screens in which a tiny human figure is seen at
the edges of an immense and indeterminate landscape, inspires genuine
respect for nature as a transcendent formation, ultimately detached
from the needs of advancing spirit. In fact, the notion of an
advancing spirit, wrapped in Emerson's relentless optimism, is too
poor a rendition entirely. To see spirit as over nature, and nature
as a metaphor for mind, is to diminish spirit as well as it does
nature. To place spirit over nature reduces spirit to ego—the
controlling, repressive, domineering aspect of mind—and narrows mind
to the requirements of that ego.
Melville's nature cannot finally be tamed: the figure of Moby Dick
is evidence enough for that. But Melville is exquisitely sensitive to
the fact that the ego of his time, conditioned by an expanding
capitalism, will go down to the bottom of the sea trying to tame
nature. Ahab represents the psychotic revenge of wounded egoic
narcissism. His madness should not be seen in isolation, however,
from the normal rape of nature that passes for the economy. Ahab,
writes Melville, "was intent on an audacious, immitigable, and
supernatural revenge." The ship's owners, on the other hand,
represent egoic advantage. They "were bent on profitably cruises, the
profit to be counted down in dollars from the mint." (M2-202) This is
to be an extremely bloody and horrific pursuit whose reality is
concealed by dominant ideology, as promulgated by intellectuals and
the church. The following passage about the killing of an old whale
makes the point:
As strange misgrown masses gather in the knotholes of the
noblest oaks when prostrate, so from the points which the whale's
eyes had once occupied, now protruded blind bulbs, horribly
pitiable to see. But pity there was none. For all his old age, and
his one arn, and his blind eyes, he must die the death and be
murdered, in order to light the gay bridals and other
merry-makings of man, and also to illuminate the solemn churches
that preach unconditional inoffensiveness by all to all. (M2-391)
It is hard to avoid the observation that Melville may have had
Emerson in mind as the sermonizing protagonist of the present lecture
as he wrote this passage. It is also necessary to add that the
pitiless expansion of capital has industrialized the fishery—and the
chicken-factory, and the pig-factory, and the beef-factory—so that
this slaughter, which is but one sortie in the war on nature, has
become ever more brutally impersonal. Today, though the killing of
whales has finally been put in abeyance, industrial ships with nets
large enough to hold ten Boeing 747's still trawl the seas,
accelerating the ecological crisis. This places us ever more in the
need of voices to speak resolutely out against the industrialization
of nature—and for a spirituality which can mobilize a passionate
defense of nature—for it is the nature of spirit to step outside the
given, and protest against it.
It is in the nature of spirit also to be dialectical, that is, to
move through negations; and the fuller this motion, the more adequate
spirit becomes in the service of life. Earth-centered spirituality,
therefore, is an incomplete, imperfect, and even destructive
spirituality to the extent that it remains centered on the earth. A
purely biocentric spirituality both jettisons humanity and forgets
that nature is only known—and only destroyed—through social
institutions such as industry and technology, organized under the
aegis of capital. As commonly practiced, this falsely purified
spirituality is irrelevant except as a distraction; at its more
extreme edges, it turns into eco-fascism, as surely as the Third
Reich boasted of compassion for a nature untrammeled by Jews,
Communists, homosexuals, gypsies, and other undesirables.
Nature-centered spirituality needs, therefore, to be decentered,
negated and made social; transformed into a spirituality not merely
spiritual, but dialectically related to a transformative social
practice so unthinkable in these dark times that only a spiritual
leap can encompass its possibility and draw its outline. Such a
possibility has been enunciated time and again, and needs to be
restored today if we are to survive as a civilization. An intimation
was even given by Emerson in a moment when the fog of
trascendentalism lifted:
As long as our civilization is essentially one of
property, of fences, of exclusiveness, it will be mocked by
delusions. Our riches will leave us sick; there will be bitterness
in our laughter; and our wine will burn our mouth. Only that good
profits, which we can taste with all doors open, and which serves
all [human beings]." (E745)
To this admonition, which serves nature as well as humanity, we
can truly say, amen.
References
E—Ralph Waldo Emerson, Essays and Lectures, New York: The Library
of America, 1983.
M1—"The Encantadas," from Herman Melville, Billy Budd and Other
Tales, New York: New American Library, 1961.
M2—Herman Melville, Moby Dick, New York: Penguin, 1992.
M3—Merman Melville, The Confidence Man, Evanston, Northwestern
University Press, 1984.
P—Vernon Parrington, Main Currents in American Thought, New York:
Harcourt Brace, 1927.
R—Robert D. Richardson, Jr., Emerson: The Mind on Fire, Berkeley,
University of California Press, 1995.
Z—Larzer Ziff, ed., Ralph Waldo Emerson: Selected Essays, New
York, Penguin, 1982.
This paper was first published in Religious Humanism, vol. 31,
nos. 1 & 2, winter/spring 1997, p. 25-45. Copyright © 1997
by the HUUmanists, Inc.
For more information about Religious Humanism and the
HUUmanists, please contact:
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